JOURNAL OF INDUSTRIAL ECOLOGY

Do material efficiency improvements backfire?: Insights from an index decomposition analysis about the link between CO emissions and material use for Austria
Plank B, Eisenmenger N and Schaffartzik A
To keep global heating and other negative consequences of socioeconomic activities within manageable boundaries, industrialized countries must undergo substantial decarbonization, requiring the exploitation of synergies with other environmental endeavors. Improving resource efficiency-that is, reducing the resources required to generate a unit of economic output-is a prominent goal pursued across levels of scale. How does resource efficiency relate to decarbonization? Do economies decrease their emissions as they become more efficient? We examine this relationship for Austria from 2000 to 2015 by conducting an index decomposition analysis at the sectoral level by using consumption-based indicators from the multi-regional input-output model Exiobase. Our analysis shows that for Austria, the currently popular pursuit of material efficiency appears to run the risk of coinciding with higher emissions, suggesting that the opportunities to achieve both decarbonization and dematerialization are limited. The Austrian service sectors could contribute to a reduction of the CO footprint via material efficiency improvements, but strong economic growth foils this possibility coming to fruition. The Austrian economy would do well to either curb demand for goods and services driving global CO emissions or to produce imported goods and services domestically in an environmentally more benign manner.
Improving the reliability of chemical manufacturing life cycle inventory constructed using secondary data
Meyer DE, Cashman S and Gaglione A
This study proposes methods to improve data mining workflows for modeling chemical manufacturing life cycle inventory. Secondary data sources can provide valuable information about environmental releases during chemical manufacturing. However, the often facility-level nature of the data challenges their utility for modeling specific processes and can impact the quality of the resulting inventory. First, a thorough data source analysis is performed to establish data quality scoring and create filtering rules to resolve data selection issues when source and species overlaps arise. A method is then introduced to develop context-based filter rules that leverage process metadata within data sources to improve how facility air releases are attributed to specific processes and increase the technological correlation and completeness of the inventory. Finally, a sanitization method is demonstrated to improve data quality by minimizing the exclusion of confidential business information (CBI). The viability of the methods is explored using case studies of cumene and sodium hydroxide production in the United States. The attribution of air releases using process context enables more sophisticated filtering to remove unnecessary flows from the inventory. The ability to sanitize and incorporate CBI is promising because it increases the sample size, and therefore representativeness, when constructing geographically averaged inventories. Future work will focus on expanding the application of context-based data filtering to other types and sources of environmental data.
Supply versus use designs of environmental extensions in input-output analysis: Conceptual and empirical implications for the case of energy
Wieland H, Giljum S, Eisenmenger N, Wiedenhofer D, Bruckner M, Schaffartzik A and Owen A
Input-output analysis is one of the central methodological pillars of industrial ecology. However, the literature that discusses different structures of environmental extensions (EEs), that is, the scope of physical flows and their attribution to sectors in the monetary input-output table (MIOT), remains fragmented. This article investigates the conceptual and empirical implications of applying two different but frequently used designs of EEs, using the case of energy accounting, where one represents energy supply while the other energy use in the economy. We derive both extensions from an official energy supply-use dataset and apply them to the same single-region input-output (SRIO) model of Austria, thereby isolating the effect that stems from the decision for the extension design. We also crosscheck the SRIO results with energy footprints from the global multi-regional input-output (GMRIO) dataset EXIOBASE. Our results show that the ranking of footprints of final demand categories (e.g., household and export) is sensitive to the extension design and that product-level results can vary by several orders of magnitude. The GMRIO-based comparison further reveals that for a few countries the supply-extension result can be twice the size of the use-extension footprint (e.g., Australia and Norway). We propose a graph approach to provide a generalized framework to disclosing the design of EEs. We discuss the conceptual differences between the two extension designs by applying analogies to hybrid life-cycle assessment and conclude that our findings are relevant for monitoring of energy efficiency and emission reduction targets and corporate footprint accounting.
Noise footprint from personal land-based mobility
Cucurachi S, Schiess S, Froemelt A and Hellweg S
A large part of the world population is exposed to noise levels that are unhealthy. Yet noise is often neglected when impact assessment studies are conducted and when policy interventions are designed. In this study, we provide a way to calculate the noise footprint of citizens directly determined by their use of private and public transport on land. The study combines the results of the large transport simulation model MATSim applied to Switzerland, with a noise characterization model, N-LCA, developed in the context of life cycle assessment. MATSim results allow tracking the use of private and public transportation by agents in the model. The results after characterization provide a consumption-based noise footprint, thus the total noise and impacts that are caused by the private mobility demand of the citizens of Switzerland. Our results confirm that road transportation is the largest contributor to the total noise footprint of land-based mobility. We also included a scenario with a full transition to an electrified car fleet, which showed the potential for the reduction of impacts, particularly in urban areas, by about 55% as compared to the modeled regime with combustion engines.
Towards Productive Cities: Environmental Assessment of the Food-Energy-Water Nexus of the Urban Roof Mosaic
Toboso-Chavero S, Nadal A, Petit-Boix A, Pons O, Villalba G, Gabarrell X, Josa A and Rieradevall J
Cities are rapidly growing and need to look for ways to optimize resource consumption. Metropolises are especially vulnerable in three main systems, often referred to as the FEW (i.e., food, energy, and water) nexus. In this context, urban rooftops are underutilized areas that might be used for the production of these resources. We developed the Roof Mosaic approach, which combines life cycle assessment with two rooftop guidelines, to analyze the technical feasibility and environmental implications of producing food and energy, and harvesting rainwater on rooftops through different combinations at different scales. To illustrate, we apply the Roof Mosaic approach to a densely populated neighborhood in a Mediterranean city. The building-scale results show that integrating rainwater harvesting and food production would avoid relatively insignificant emissions (13.9-18.6 kg CO eq/inhabitant/year) in the use stage, but their construction would have low environmental impacts. In contrast, the application of energy systems (photovoltaic or solar thermal systems) combined with rainwater harvesting could potentially avoid higher CO eq emissions (177-196 kg CO eq/inhabitant/year) but generate higher environmental burdens in the construction phase. When applied at the neighborhood scale, the approach can be optimized to meet between 7% and 50% of FEW demands and avoid up to 157 tons CO eq/year. This approach is a useful guide to optimize the FEW nexus providing a range of options for the exploitation of rooftops at the local scale, which can aid cities in becoming self-sufficient, optimizing resources, and reducing CO eq emissions.
The impacts of data deviations between MRIO models on material footprints: A comparison of EXIOBASE, Eora, and ICIO
Giljum S, Wieland H, Lutter S, Eisenmenger N, Schandl H and Owen A
In various international policy processes such as the UN Sustainable Development Goals, an urgent demand for robust consumption-based indicators of material flows, or material footprints (MFs), has emerged over the past years. Yet, MFs for national economies diverge when calculated with different Global Multiregional Input-Output (GMRIO) databases, constituting a significant barrier to a broad policy uptake of these indicators. The objective of this paper is to quantify the impact of data deviations between GMRIO databases on the resulting MF. We use two methods, structural decomposition analysis and structural production layer decomposition, and apply them for a pairwise assessment of three GMRIO databases, EXIOBASE, Eora, and the OECD Inter-Country Input-Output (ICIO) database, using an identical set of material extensions. Although all three GMRIO databases accord for the directionality of footprint results, that is, whether a countries' final demand depends on net imports of raw materials from abroad or is a net exporter, they sometimes show significant differences in level and composition of material flows. Decomposing the effects from the Leontief matrices (economic structures), we observe that a few sectors at the very first stages of the supply chain, that is, raw material extraction and basic processing, explain 60% of the total deviations stemming from the technology matrices. We conclude that further development of methods to align results from GMRIOs, in particular for material-intensive sectors and supply chains, should be an important research priority. This will be vital to strengthen the uptake of demand-based material flow indicators in the resource policy context.
Measuring Progress towards a Circular Economy: A Monitoring Framework for Economy-wide Material Loop Closing in the EU28
Mayer A, Haas W, Wiedenhofer D, Krausmann F, Nuss P and Blengini GA
The concept of a circular economy (CE) is gaining increasing attention from policy makers, industry, and academia. There is a rapidly evolving debate on definitions, limitations, the contribution to a wider sustainability agenda, and a need for indicators to assess the effectiveness of circular economy measures at larger scales. Herein, we present a framework for a comprehensive and economy-wide biophysical assessment of a CE, utilizing and systematically linking official statistics on resource extraction and use and waste flows in a mass-balanced approach. This framework builds on the widely applied framework of economy-wide material flow accounting and expands it by integrating waste flows, recycling, and downcycled materials. We propose a comprehensive set of indicators that measure the scale and circularity of total material and waste flows and their socioeconomic and ecological loop closing. We applied this framework in the context of monitoring efforts for a CE in the European Union (EU28) for the year 2014. We found that 7.4 gigatons (Gt) of materials were processed in the EU and only 0.71 Gt of them were secondary materials. The derived input socioeconomic cycling rate of materials was therefore 9.6%. Further, of the 4.8 Gt of interim output flows, 14.8% were recycled or downcycled. Based on these findings and our first efforts in assessing sensitivity of the framework, a number of improvements are deemed necessary: improved reporting of wastes, explicit modeling of societal in-use stocks, introduction of criteria for ecological cycling, and disaggregated mass-based indicators to evaluate environmental impacts of different materials and circularity initiatives.
Trends in Austrian Resource Efficiency: An Exergy and Useful Work Analysis in Comparison to Material Use, CO Emissions, and Land Use
Eisenmenger N, Warr B and Magerl A
In the past few years, resource use and resource efficiency have been implemented in the European Union (EU) environmental policy programs as well as international sustainable development programs. In their programs, the EU focuses on four resource types that should be addressed: materials, energy (or carbon dioxide [CO] emissions), water, and land. In this article, we first discuss different perspectives on energy use and present the results of a long-term exergy and useful work analysis of the Austrian economy for the period 1900-2012, using the methodology developed by Ayres and Warr. Second, we discuss Austrian resource efficiency by comparing the presented exergy and useful work data with material use, CO emissions, and land-use data taken from statistical sources. This comparison provides, for the first time, a long-term analysis of Austrian resource efficiency based on a broad understanding thereof and evaluates Austrian development in relation to EU and Austrian policy targets.
Added Values of Time Series in Material Flow Analysis: The Austrian Phosphorus Budget from 1990 to 2011
Zoboli O, Laner D, Zessner M and Rechberger H
Material flow analysis is a tool that is increasingly used as a foundation for resource management and environmental protection. This tool is primarily applied in a static manner to individual years, ignoring the impact of time on the material budgets. In this study, a detailed multiyear model of the Austrian phosphorus budget covering the period 1990-2011 was built to investigate its behavior over time and test the hypothesis that a multiyear approach can also contribute to the improvement of static budgets. Further, a novel method was applied to investigate the quality and characteristics of the data and quantify the uncertainty. The degree of change between the budgets was assessed and showed that approximately half of the flows have changed significantly and, at times, abruptly since 1990, but it is not possible to distinguish unequivocally between constant and moderately changing flows given their uncertainty. The study reveals that the phosphorus transported in waste flows has increased more rapidly than its recovery, which accounted for 55% to 60% of the total waste phosphorus in 1990 and only 40% in 2011. The loss ratio in landfills and cement kilns has oscillated in the range of 40% to 50%. From a methodological point of view, the multiyear approach has broadened the conceptual model of the budget, making it more suitable as a basis for material accounting and monitoring. Moreover, the analysis of the data reconciliation process over a long period of time proved to be a useful tool for identifying systematic errors in the model.
Global Human Appropriation of Net Primary Production for Biomass Consumption in the European Union, 1986-2007
Kastner T, Erb KH and Haberl H
The ongoing globalization process strengthens the connections between different geographic regions through trade. Biomass products, such as food, fiber, or bioenergy, are increasingly traded globally, thereby leading to telecouplings between distant, seemingly unrelated regions. For example, restrictions for agricultural production or changes in bioenergy demand in Europe or the United States might contribute to deforestation in Latin America or Sub-Saharan Africa. One approach to analyze trade-related land-use effects of the global socioeconomic biomass metabolism is the "embodied human appropriation of net primary production" or eHANPP. eHANPP accounts allocate to any product the entire amount of the human appropriation of net primary production (HANPP) that emerges throughout its supply chain. This allows consumption-based accounts to move beyond simple area-demand approaches by taking differences in natural productivity as well as in land-use intensity into account, both across land-use types as well as across world regions. In this article, we discuss the eHANPP related to the European Union's (EU) consumption of biomass products in the period 1986-2007, based on a consistent global trade data set derived from bilateral data. We find a considerable dependency of the EU on the appropriation of biological productivity outside its own boundaries, with increasing reliance on Latin America as a main supplier. By using the EU as an illustrative example, we demonstrate the usefulness of eHANPP for assessing land-use impacts caused by nations' socioeconomic activities and conclude that the eHANPP approach can provide useful information to better manage ecosystems globally in the face of an increasingly interconnected world.
Trading Land: A Review of Approaches to Accounting for Upstream Land Requirements of Traded Products
Schaffartzik A, Haberl H, Kastner T, Wiedenhofer D, Eisenmenger N and Erb KH
Land use is recognized as a pervasive driver of environmental impacts, including climate change and biodiversity loss. Global trade leads to "telecoupling" between the land use of production and the consumption of biomass-based goods and services. Telecoupling is captured by accounts of the upstream land requirements associated with traded products, also commonly referred to as land footprints. These accounts face challenges in two main areas: (1) the allocation of land to products traded and consumed and (2) the metrics to account for differences in land quality and land-use intensity. For two main families of accounting approaches (biophysical, factor-based and environmentally extended input-output analysis), this review discusses conceptual differences and compares results for land footprints. Biophysical approaches are able to capture a large number of products and different land uses, but suffer from a truncation problem. Economic approaches solve the truncation problem, but are hampered by the limited disaggregation of sectors and products. In light of the conceptual differences, the overall similarity of results generated by both types of approaches is remarkable. Diametrically opposed results for some of the world's largest producers and consumers of biomass-based products, however, make interpretation difficult. This review aims to provide clarity on some of the underlying conceptual issues of accounting for land footprints.
Maintenance and Expansion: Modeling Material Stocks and Flows for Residential Buildings and Transportation Networks in the EU25
Wiedenhofer D, Steinberger JK, Eisenmenger N and Haas W
Material stocks are an important part of the social metabolism. Owing to long service lifetimes of stocks, they not only shape resource flows during construction, but also during use, maintenance, and at the end of their useful lifetime. This makes them an important topic for sustainable development. In this work, a model of stocks and flows for nonmetallic minerals in residential buildings, roads, and railways in the EU25, from 2004 to 2009 is presented. The changing material composition of the stock is modeled using a typology of 72 residential buildings, four road and two railway types, throughout the EU25. This allows for estimating the amounts of materials in in-use stocks of residential buildings and transportation networks, as well as input and output flows. We compare the magnitude of material demands for expansion versus those for maintenance of existing stock. Then, recycling potentials are quantitatively explored by comparing the magnitude of estimated input, waste, and recycling flows from 2004 to 2009 and in a business-as-usual scenario for 2020. Thereby, we assess the potential impacts of the European Waste Framework Directive, which strives for a significant increase in recycling. We find that in the EU25, consisting of highly industrialized countries, a large share of material inputs are directed at maintaining existing stocks. Proper management of existing transportation networks and residential buildings is therefore crucial for the future size of flows of nonmetallic minerals.
Accounting for the Material Stock of Nations
Fishman T, Schandl H, Tanikawa H, Walker P and Krausmann F
National material stock (MS) accounts have been a neglected field of analysis in industrial ecology, possibly because of the difficulty in establishing such accounts. In this research, we propose a novel method to model national MS based on historical material flow data. This enables us to avoid the laborious data work involved with bottom-up accounts for stocks and to arrive at plausible levels of stock accumulation for nations. We apply the method for the United States and Japan to establish a proof of concept for two very different cases of industrial development. Looking at a period of 75 years (1930-2005), we find that per capita MS has been much higher in the United States for the entire period, but that Japan has experienced much higher growth rates throughout, in line with Japan's late industrial development. By 2005, however, both Japan and the United States arrive at a very similar level of national MS of 310 to 375 tonnes per capita, respectively. This research provides new insight into the relationship between MS and flows in national economies and enables us to extend the debate about material efficiency from a narrow perspective of throughput to a broader perspective of stocks.
The Copper Balance of Cities: Exploratory Insights into a European and an Asian City
Kral U, Lin CY, Kellner K, Ma HW and Brunner PH
Material management faces a dual challenge: on the one hand satisfying large and increasing demands for goods and on the other hand accommodating wastes and emissions in sinks. Hence, the characterization of material flows and stocks is relevant for both improving resource efficiency and environmental protection. This article focuses on the urban scale, a dimension rarely investigated in past metal flow studies. We compare the copper (Cu) metabolism of two cities in different economic states, namely, Vienna (Europe) and Taipei (Asia). Substance flow analysis is used to calculate urban Cu balances in a comprehensive and transparent form. The main difference between Cu in the two cities appears to be the stock: Vienna seems close to saturation with 180 kilograms per capita (kg/cap) and a growth rate of 2% per year. In contrast, the Taipei stock of 30 kg/cap grows rapidly by 26% per year. Even though most Cu is recycled in both cities, bottom ash from municipal solid waste incineration represents an unused Cu potential accounting for 1% to 5% of annual demand. Nonpoint emissions are predominant; up to 50% of the loadings into the sewer system are from nonpoint sources. The results of this research are instrumental for the design of the Cu metabolism in each city. The outcomes serve as a base for identification and recovery of recyclables as well as for directing nonrecyclables to appropriate sinks, avoiding sensitive environmental pathways. The methodology applied is well suited for city benchmarking if sufficient data are available.
Resource Use in Small Island States: Material Flows in Iceland and Trinidad and Tobago, 1961-2008
Krausmann F, Richter R and Eisenmenger N
Iceland and Trinidad and Tobago are small open, high-income island economies with very specific resource-use patterns. This article presents a material flow analysis (MFA) for the two countries covering a time period of nearly five decades. Both countries have a narrow domestic resource base, their economy being largely based on the exploitation of one or two key resources for export production. In the case of Trinidad and Tobago, the physical economy is dominated by oil and natural gas extraction and petrochemical industries, whereas Iceland's economy for centuries has been based on fisheries. More recently, abundant hydropower and geothermal heat were the basis for the establishment of large export-oriented metal processing industries, which fully depend on imported raw materials and make use of domestic renewable electricity. Both countries are highly dependent on these natural resources and vulnerable to overexploitation and price developments. We show how the export-oriented industries lead to high and growing levels of per capita material and energy use and carbon dioxide emissions resulting from large amounts of processing wastes and energy consumption in production processes. The example of small open economies with an industrial production system focused on few, but abundant, key resources and of comparatively low complexity provides interesting insights of how resource endowment paired with availability or absence of infrastructure and specific institutional arrangements drives domestic resource-use patterns. This also contributes to a better understanding and interpretation of MFA indicators, such as domestic material consumption.
The Physical Economy of the United States of America
Gierlinger S and Krausmann F
The United States is not only the world's largest economy, but it is also one of the world's largest consumers of natural resources. The country, which is inhabited by some 5% of the world's population, uses roughly one-fifth of the global primary energy supply and 15% of all extracted materials. This article explores long-term trends and patterns of material use in the United States. Based on a material flow account (MFA) that is fully consistent with current standards of economy-wide MFAs and covers domestic extraction, imports, and exports of materials for a 135-year period, we investigated the evolution of the U.S. industrial metabolism. This process was characterized by an 18-fold increase in material consumption, a multiplication of material use per capita, and a shift from renewable biomass toward mineral and fossil resources. In spite of considerable improvements in material intensity, no dematerialization has happened so far; in contrast to other high-income countries, material use has not stabilized since the 1970s, but has continued to grow. This article compares patterns and trends of material use in the United States with those in Japan and the United Kingdom and discusses the factors underlying the disproportionately high level of U.S. per capita resource consumption.
Systematic Review Checklist: A Standardized Technique for Assessing and Reporting Reviews of Life Cycle Assessment Data
Zumsteg JM, Cooper JS and Noon MS
Systematic review, including meta-analysis, is increasingly utilized in life cycle assessment (LCA). There are currently no widely recognized guidelines for designing, conducting, or reporting systematic reviews in LCA. Other disciplines such as medicine, ecology, and software engineering have both recognized the utility of systematic reviews and created standardized protocols for conducting and reporting systematic reviews. Based largely on the 2009 Preferred Reporting Items for Systematic reviews and Meta-Analyses (PRISMA) statement, which updated the preferred format for reporting of such reviews in biomedical research, we provide an introduction to the topic and a checklist to guide the reporting of future LCA reviews in a standardized format. The standardized technique for assessing and reporting reviews of LCA (STARR-LCA) checklist is a starting point for improving the utility of systematic reviews in LCA.
The Direct Material Inputs into Singapore's Development
Schulz NB
Because human population and socioeconomic activity are both increasingly concentrated in cities, an improved understanding of the environmental consequences of urbanization is needed. A 41-year annual time series of direct material flows was compiled for Singapore, representing a case of fast, export-driven industrialization. Results show that the spectacular economic growth of Singapore by a factor of 20 was associated with a similar expansion of domestic material consumption (DMC). DMC remained closely coupled to economic activity, increasing from below 4 tonnes per capita annually in 1962 to more than 50 tonnes annually in 2000. Despite economic structural changes and a growing service sector, no significant improvements in overall material productivity have been observed.
Methodological review and detailed guidance for the life cycle interpretation phase
Laurent A, Weidema BP, Bare J, Liao X, de Souza DM, Pizzol M, Sala S, Schreiber H, Thonemann N and Verones F
Life cycle interpretation is the fourth and last phase of life cycle assessment (LCA). Being a "pivot" phase linking all other phases and the conclusions and recommendations from an LCA study, it represents a challenging task for practitioners, who miss harmonized guidelines that are sufficiently complete, detailed, and practical to conduct its different steps effectively. Here, we aim to bridge this gap. We review available literature describing the life cycle interpretation phase, including standards, LCA books, technical reports, and relevant scientific literature. On this basis, we evaluate and clarify the definition and purposes of the interpretation phase and propose an array of methods supporting its conduct in LCA practice. The five steps of interpretation defined in ISO 14040-44 are proposed to be reorganized around a framework that offers a more pragmatic approach to interpretation. It orders the steps as follows: (i) completeness check, (ii) consistency check, (iii) sensitivity check, (iv) identification of significant issues, and (v) conclusions, limitations, and recommendations. We provide toolboxes, consisting of methods and procedures supporting the analyses, computations, points to evaluate or check, and reflective processes for each of these steps. All methods are succinctly discussed with relevant referencing for further details of their applications. This proposed framework, substantiated with the large variety of methods, is envisioned to help LCA practitioners increase the relevance of their interpretation and the soundness of their conclusions and recommendations. It is a first step toward a more comprehensive and harmonized LCA practice to improve the reliability and credibility of LCA studies.